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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

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CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

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CONC 7.8 Jurisdictional requirements

As Published: 2014

CONC 7.8 Jurisdictional requirements

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

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