Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 4.7A Advised sales

COLL 8.4 Investment and borrowing powers

LR 18.4 Continuing obligations

LR 18.2 Requirements for listing

ICOBS 6.4 Pre- and post-contract information: protection policies

IFPRU 4.6 Internal ratings based approach: probability of default

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

EG 9.1 Introduction

CASS 8.3 Records and internal controls

EG 11.4 Determining the amount of restitution

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

BIPRU 3.7 Classification of off-balance-sheet items

SUP 4.2 Purpose

CONC 3.3 The clear fair and not misleading rule and general requirements

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

COBS 6.1F Using a platform service for arranging and advising

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

MAR 1.1 Application and interpretation

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy