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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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Effective Period

Similar To

PERG 8.6 Communicate

SYSC 4.5

EG 7.6 Private warnings

APER 3.1 Introduction

SUP 17A.2 Connectivity with FCA systems

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 4.6 Advising on regulated mortgage contracts

REC 4.7 The section 297 power to revoke recognition

EG 12.1 The FCA’s general approach

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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SUP 10C.9 Minimising overlap with the PRA approved persons regime

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DEPP 6.5D Serious financial hardship

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 2.2 Case selection and referral criteria

DEPP 8.2 Use of the own-initiative variation of approval power: general