Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

…

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

…

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

…

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 20.1 Introduction

COBS 3.6 Eligible counterparties

BIPRU 7.7 Position risk requirements for collective investment undertakings

CONC 7.5 Pursuing and recovering repayments

SUP 1A.4 Tools of supervision

CONC 1.1 Application and purpose

DISP 2.7 Is the complainant eligible?

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

CASS 10.1 Application, purpose and general provisions

DTR 8.5 Supervision of primary information providers

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

FEES 4.1 Introduction

CONC 3.6 Financial promotions about credit agreements secured on land

SYSC 9.1 General rules on record-keeping

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

REC 2A.4 Power and procedure for RAP penalties and censures

COBS 18.1 Trustee Firms

MAR 5.3 Trading process requirements

SUP 16.16 Prudent valuation reporting