Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

…

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 4.5

PERG 8.11 Types of exemption under the Financial Promotion Order

APER 4.4 Statement of Principle 4

BIPRU 12.7 Liquid assets buffer

PERG 8.8 Having an effect in the United Kingdom

SUP 13.5 Notices of intention

REC 2.7A Position management and position reporting in relation to commodity derivatives

MIPRU 4.2F Exposures and risk weights

EG 10.1 Introduction

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

TC App 6.1 Accredited bodies

PERG 15.5 Negative scope/exclusions

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PERG 4.10B Regulation of buy to let lending

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

SYSC 10A.1 Application

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance