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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

SUP 15A.1 Application and notifications under EMIR

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

FIT 2.1 Honesty, integrity and reputation

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

BIPRU 13.7 Contractual netting

REC 4.2B Exercise of passport rights by a UK RIE

EG 12.1 The FCA’s general approach

PERG 4.12 Appointed representatives

BIPRU 7.10 Use of a Value at Risk Model

REC 6.3 Recognition requirements

REC 2.14 Rules and consultation

SYSC 22.8 Additional rules and guidance for all firms

GENPRU 3.2 Third-country groups

DISP 1.3 Complaints handling rules

COLL 6.3 Valuation and pricing

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

SUP 11.8 Changes in the circumstances of existing controllers

COLL 6.2 Dealing

MAR 10.3 Position management controls