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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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COBS 19.7 Retirement risk warnings

As Published: 2015

COBS 19.7 Retirement risk warnings

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

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