Search Result

481 - 500 of 1617 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline