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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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BIPRU 7.2 Interest rate PRR

EG 19.13 The Consumer Protection Co-operation Regulation26

MCOB 4.4A Initial disclosure requirements

LR 17.3 Requirements with continuing application

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

DISP 1.3 Complaints handling rules

SUP 12.7 Notification requirements

FEES 10.1 Application, purpose and background

LR 1.3 Information gathering and publication

DTR 8.5 Supervision of primary information providers

SUP 1A.1 Application and purpose

REC 3.4 Members of the management body and internal organisation

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

MAR 8.2 Requirements for benchmark submitters [deleted]

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

SUP 4.3 Appointment of actuaries

COLL 7.6 Schemes of arrangement

SUP 10A.9 Significant management functions

FEES 11.2 Pensions guidance providers’ levy

COBS 4.2 Fair, clear and not misleading communications