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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee