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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business