Search Result

161 - 180 of 1418 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.6

As Published: 2015

SYSC 4.6

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

COND 1.3 General

As Published: 2013

COND 1.3 General

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction