Search Result

161 - 180 of 559 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

COBS 16.1 Application

As Published: 2007

COBS 16.1 Application

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

CONC 6.6 Pawn broking: conduct of business

As Published: 2014

CONC 6.6 Pawn broking: conduct of business

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

DISP App 3.3 The approach to considering evidence at step 1

As Published: 2017

DISP App 3.3 The approach to considering evidence at step 1

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting