Search Result

121 - 140 of 1488 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

As Published: 2007

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application