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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

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FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

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