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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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IPRU-INV 11.1 INTRODUCTION

As Published: 2015

IPRU-INV 11.1 INTRODUCTION

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