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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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Similar To

RCB 2.3 Determination of registration

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

SUP 8.1 Application and purpose

SYSC 19E.2 Remuneration policies and practices

DEPP 5.1 Settlement decision makers

FEES 11.2 Pensions guidance providers’ levy

FEES 9.2 PSR fees

REC 2.4A Management body

REC 3.6 Constitution and governance

FEES 13.1 Application and purpose

CREDS 8.3 Approved persons

COLL 4.5 Reports and accounts

PERG 4.11 Link between activities and the United Kingdom

MAR 6.4 Systematic internaliser reporting requirement

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

REC 2.4 Suitability

REC 3.18 Membership

FEES App 1.2 Periodic Fees

DISP 4.2 Standard terms