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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

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PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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