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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

DTR 8.4 Continuing obligations

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

DTR 8.5 Supervision of primary information providers

PERG 13.7 The territorial application of MiFID [deleted]

MAR 10.3 Position management controls

PERG 8.12 Exemptions applying to all controlled activities

REC 2.15 Discipline

REC 4.2B Exercise of passport rights by a UK RIE

SYSC 3.2 Areas covered by systems and controls

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SYSC 4.1 General requirements

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 5.3 Policy on the use of skilled persons

SYSC 4.2 Persons who effectively direct the business

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 5.4 Appointment and reporting process