Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

…

IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

…

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

…

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 4.14 Joint investigations with the PRA

FEES 10.4 Relieving provisions

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

MAR 5A.1 Application

GEN 2.1 Introduction

SYSC 19E.1 Application

CASS 11.10 Payments to creditors

LR 13.4 Class 1 circulars

SYSC 19D.2 General requirement

MCOB 7A.2 Notification of interest-rate changes

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

COBS 18.9 ICVCs

COBS 18.10 UCITS qualifiers, AIFM qualifiers and service companies

MCOB 7A.5 Notification of changes resulting from auctions on the capital market

APER 4.5 Statement of Principle 5

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

LR 12.5 Purchase of own securities other than equity shares

IPRU-INV 5.6 Qualifying subordinated loans

FEES 5.3 The general levy

FEES 2.3 Relieving Provisions