Search Result

141 - 160 of 518 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

As Published: 2018

MCOB 11A.3 Obtaining information for, and assessment of, affordability from the consumer and rejecting an application

MCOB 7.4 Mortgages: disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Mortgages: disclosure at the start of the contract

DISP 1.5 Complaints resolved by close of the third business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the third business day

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

As Published: 2015

MCOB 5A.5 Content of European Standardised Information Sheets (ESISs)

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

MCOB 3A.3 Other general requirements for financial promotions

As Published: 2015

MCOB 3A.3 Other general requirements for financial promotions

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)