Search Result

1521 - 1540 of 1772 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

IPRU-INV 5.17 Other assets requirement

As Published: 2016

IPRU-INV 5.17 Other assets requirement

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

CONC 7.16 Passing data to lead generators etc.

As Published: 2014

CONC 7.16 Passing data to lead generators etc.

LR 6.12 Specialist companies: property companies

As Published: 2017

LR 6.12 Specialist companies: property companies

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

IPRU-INV 4.3 SPECIFICATION OF OBJECTIVE

As Published: 2015

IPRU-INV 4.3 SPECIFICATION OF OBJECTIVE

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

IPRU-INV 5.2 General requirement

As Published: 2016

IPRU-INV 5.2 General requirement