Search Result

941 - 960 of 1514 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

…

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

…

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

…

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

…

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

…

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

…

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

…

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

…

EG 6.3 Decisions against ECA providers

As Published: 2016

EG 6.3 Decisions against ECA providers

…

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

…

LR 16.1 Application

As Published: 2005

LR 16.1 Application

…

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

…

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

…

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

…

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

…

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

…

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

…

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

…