Search Result

841 - 860 of 1561 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

BIPRU 13.6 CCR internal model method

As Published: 2006

BIPRU 13.6 CCR internal model method

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety