Search Result

761 - 780 of 1654 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust