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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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