Check your settings below and select the cookies you’re happy with.
Strictly Necessary Cookies
These cookies are necessary for the website to function and cannot be switched off in our systems. They are usually only set in response to actions made by you which amount to a request for services, such as setting your privacy preferences, logging in or filling in forms.
Non-essential Cookies
These cookies are used for various purposes:
Find out more about www.allaboutcookies.org or view our cookie policy.
To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
As Published: 2016
EG App 3.3 SFO
…
As Published: 2004
PRIN 3.4 General
SUP App 3.3 Background
As Published: 2001
SUP 11.1 Application
As Published: 2013
SUP 16.18 AIFMD reporting
As Published: 2011
PERG 13.5 Exemptions from MiFID
PERG 8.7 Engage in investment activity
As Published: 2007
COLL 8.1 Introduction
SUP 3.1 Application
As Published: 2015
PERG 15.5 Negative scope/exclusions
As Published: 2006
PERG 14.2 General issues
COLL 6.13 Record keeping
CREDS 9.1 Application and purpose
As Published: 2018
PERG 8.34 The business test
As Published: 2012
PERG 13.3 Investment Services and Activities
As Published: 2014
PERG 8.1 Application and purpose
PERG 13.6 CRD IV
PERG 2.2 Introduction
PERG 3A.2 General issues
As Published: 2008
APER 4.5 Statement of Principle 5
