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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

DEPP 3.3 Straightforward decisions

As Published: 2007

DEPP 3.3 Straightforward decisions

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements