Search Result

661 - 680 of 1582 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

IPRU-INV 5.2 General requirement

As Published: 2016

IPRU-INV 5.2 General requirement

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions