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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

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BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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