Search Result

21 - 40 of 624 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk