Search Result

361 - 380 of 1723 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

PERG 13.2 General

As Published: 2011

PERG 13.2 General

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

PR App 1.1

As Published: 2005

PR App 1.1