Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

…

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

…

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

…

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

…

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

…

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 6.2 Deciding whether to take action

FEES 5.8 Joining the Financial Ombudsman Service

SUP 13.3 Establishing a branch in another EEA State

REC 2.5 Systems and controls, algorithmic trading and conflicts

DTR 8.4 Continuing obligations

PERG 9.10 Significance of being an open-ended investment company

FEES 6.3 The FSCS's power to impose levies

REC 6.2 Applications

COLL 12.3 EEA UCITS management companies

SUP 10C.10 Application for approval and withdrawing an application for approval

MAR 9.3 Notification and information

CONC 8.3 Pre contract information and advice requirements

REC 3.15 Suspension of services and inability to operate facilities

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration