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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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Similar To

REC 4.9 Disciplinary measures

SUP 5.2 The FCA’s power

EG 11.4 Determining the amount of restitution

SUP 4.4 Appropriate actuaries

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

EG 19.13 The Consumer Protection Co-operation Regulation26

SUP 11.2 Purpose

PERG 8.11 Types of exemption under the Financial Promotion Order

LR 7.2 The Listing and Premium Listing Principles

CONC 3.3 The clear fair and not misleading rule and general requirements

BIPRU 9.5 Synthetic securitisation

MCOB 5.6 Content of illustrations

BIPRU 9.10 Reduction in risk-weighted exposure amounts

SUP 3.11 Review of auditor’s client assets report

EG 14.2 Choice of powers

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

DEPP 2.2 Warning notices and first supervisory notices

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling