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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

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PR 5.3 Certificate of approval

BIPRU 12.6 Simplified ILAS

SUP 12.7 Notification requirements

EG 16.4 The effect of a disapplication order

CREDS 8.3 Approved persons

PERG 1.5 What other guidance about the perimeter is available from the FCA?

GEN 5.1 Application and purpose

EG 7.1 The FCA’s use of sanctions

IFPRU 4.12 Securitisation

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

COLL 6.9 Independence, names and UCITS business restrictions

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

IFPRU 11.2 Individual recovery plans

PERG 8.6 Communicate

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SUP 3.1 Application

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

EG 4.11 Approach to interviews and interview procedures

LR 4.3 Approval and publication of listing particulars