Search Result

181 - 200 of 1688 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

COND 1.3 General

As Published: 2013

COND 1.3 General

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous