Search Result

61 - 80 of 1073 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose