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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

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IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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FEES 12.1 Application and Purpose

As Published: 2015

FEES 12.1 Application and Purpose

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MCOB 11.4 Application

As Published: 2012

MCOB 11.4 Application

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

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MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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