Search Result

621 - 640 of 1522 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval