Search Result

161 - 180 of 1206 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions