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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance