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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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PERG 4.10A Activities regulated under the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities regulated under the Mortgage Credit Directive

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

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CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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DISP App 3.7 Approach to redress at step 1

As Published: 2011

DISP App 3.7 Approach to redress at step 1

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SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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