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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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CASS 7.12 Organisational requirements: client money

As Published: 2017

CASS 7.12 Organisational requirements: client money

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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