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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

As Published: 2015

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

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CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

As Published: 2014

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

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IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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IPRU-INV 14 App 1 Interpretation

As Published: 2015

IPRU-INV 14 App 1 Interpretation

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