Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

BIPRU 12.5 Individual Liquidity Adequacy Standards

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 10A.14 Changes to an FCA-approved person's details

PERG 14.2 General issues

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

PERG 8.5 In the course of business

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

REC 1.2 Purpose, status and quotations, notes or references

IFPRU 4.2 Standardised approach

PERG 8.11 Types of exemption under the Financial Promotion Order

PR 4.2 Third country issuers

REC 3.8 Financial and other information

REC 3.3 Waivers

IFPRU 11.5 Intra-group financial support

EG 19.15 The conduct of investigations under the Money Laundering Regulations

DEPP 7.2 Interviews

IFPRU 1.2 Significant IFPRU firm

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy