Search Result

141 - 160 of 263 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

LR 3.1 Application

As Published: 2005

LR 3.1 Application

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

DTR 3.1

As Published: 2005

DTR 3.1

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001