Search Result

141 - 160 of 356 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information