Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

…

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

…

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

…

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

…

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

…

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

…

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

…

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

…

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 16.1 Application

REC 6A.2 Removal of passport rights from EEA market operator

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 8.9 Decision making

REC 6.6 Supervision

FEES 13.1 Application and purpose

LR 9.8 Annual financial report

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary