Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

…

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

…

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

…

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

…

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

…

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10A.1 Application

SUP 10C.16 References and accurate information

EG 3.3 Reports by skilled persons (section 166)

SYSC 18.3 Internal arrangements

FEES 4.4 Information on which fees are calculated

REC 4.7 The section 297 power to revoke recognition

PERG 6.7 Examples

LR 5.6 Reverse takeovers

CASS 7.19 Clearing member client money sub-pools

RCB 4.2 Enforcement powers and penalties

EG 19.24 Cross-Border Payments in Euro Regulations 2010

RCB 2.3 Determination of registration

SUP 4.3 Appointment of actuaries

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures