Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

…

PERG 4.10A Activities regulated under the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities regulated under the Mortgage Credit Directive

…

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

…

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

…

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 5A.5 Systems and controls for algorithmic trading

SYSC 3.2 Areas covered by systems and controls

SUP 8.3 Applying for a waiver

PERG 15.7 Transitional provisions

CASS 7.10 Application and purpose

APER 1.1A Application

FEES 10.1 Application, purpose and background

REC 2.5 Systems and controls, algorithmic trading and conflicts

SUP 12.5 Contracts: required terms

SYSC 19D.1 Application and purpose

BIPRU 7.10 Use of a Value at Risk Model

SUP 7.1 Application and purpose

SUP 12.1 Application and purpose

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy